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607, 2022

EPO survey on grace period

IP Alert Brevet, Patent, Publications|

1. The European Patent Office published recently the result of a survey regarding a grace period for novelty.

The EPC requires to date strict novelty for the subject matter of EP patents, rendering publication of claimed subject matter before filing of the EP patent application opposable to the patent irrespective of the question whether the publication stems from the applicant.

Other jurisdictions (e.g. US and JP) provide grace period systems that permit obtaining valid patents even if the claimed subject matter was published by the applicant before filing the patent application.

The survey assesses the impact of the current strict system and the possible impact of a system with grace period.

2. Most of the users of the EPO grant system are aware of the constraints and comply if needed by postponing disclosure of an invention. The highest rate of negative impact of the current system is borne by research organizations (universities), due to their need of early publication of research results.

Universities also have the highest rate of EP applications that are prevented due to the subject matter being disclosed before the possibility to file. Second to universities, applications from US companies are prevented due to pre-filing disclosure.

3. European SMEs, universities and Japanese/Korean companies suffer most from postponed disclosures with a negative impact rate of 68%, 71% and 82% respectively.

Public research organizations (PRO), European universities and Japanese/Korean companies are most impacted by pre-filing disclosures with a negative impact rate of 100%, 95% and 99% respectively.

4. The report also presents possible advantages and inconvenients of four grace period systems: an unrestricted grace period system in which the applicant does not need to accomplish any supplementary act in order to benefit from the grace period; a declaration based system in which the applicant has to declare the pre-filing disclosure; a prior user rights system in which use based on the pre-filing disclosure is not infringing; and a safety net system which combines the two latter systems.

Whether the EPC will be amended in the future, and if so in which way, needs to be seen.

The whole survey is available here

This IP Alert is for information purposes only and does not constitute legal advice.

2505, 2022

EPO publishes second edition of the Unitary Patent Guide

IP Alert Brevet, Patent, Publications, UPC|

Background

It is expected that the Agreement on a Unified Patent Court (UPCA) will enter into force end of 2022 or beginning of 2023. At the same time the European Union regulation 1257/2012 and 1260/2012 will enter into force relating to the European patent with unitary effect (Unitary Patent) and the translation arrangements.

The Select Committee of the Administrative Council of the European Patent Organisation has prepared the secondary legislation, in particular the Rules of procedure relating to Unitary Patent Protection and the Rules relating to the Fees for Unitary Patent Protection. Recently, some of the rules have been updated together with the Unitary Patent Guide.

Unitary Patent Guide

The Unitary Patent Guide explains in detail the procedure at the EPO for obtaining a Unitary Patent and the annex procedures.

In particular, it provides:
• General information about the Unitary Patent (Section A);
• Details how and when the request for unitary patent protection has to be filed and which information has to be provided to the EPO (Section B)
• The compensation scheme for specific SME and organisations      (Section C);
• How and when the renewal fees have to be paid (Section D);

• The publication of the EPO regarding the Unitary patent, in particular the content of the register and a file inspection (Section E);
• Details how to register transfers, licences and other rights and file statements on licences of right (Section F);
• Other procedural questions like the language regime, representation and fee payment (Section G);
• Legal remedies against the EPO decisions, in particular the role of the Unified Patent Court and interlocutory revision by the EPO (Section H); and
• Transitional Measures.

The Unitary Patent Guide is regularly updated in its HTML version.

1205, 2022

Record Filings at the European Patent Office in 2021

IP Alert Brevet, Patent, Publications|

Despite the pandemic filings of European patent applications increased again. 188 600 patent applications were received by European Patent Office (EPO) in 2021, which is an increase of 4.5% in comparison to the previous year.

This is the highest number of applications ever filed in one year. The EPO’s Patent Index 2021 shows that patent filings rebounded significantly last year after a slight dip in 2020 (-0.6%).

In general the number of patent applications is seen as an early indicator of how the budgets of research and development investments of companies worldwide evolve. 

Source website of EPO

For applications in 2021 the top countries of origin were the US (25% of total filings), Germany (14%), Japan (11%), China (9%) and France (6%). Wherein patent applications are concentrated in a few countries, with five countries accounting for 64% of European patent applications in 2021, and the top 20 countries accounting for 95%.

The strongest growth in patent applications at the EPO in 2021 was happened due to filings from China (+24% in comparison to 2020) and the US (+5.2%). Applications from South Korea were also increased in 2021 (+3.4%), while Japan experienced a slight decrease filings (-1.2%). Patent applications from the 38 European Patent Organization countries experienced an slight increase last year (+2.8%). However,  the number of applications from Europe continued to decline, falling from 50% of the total in 2013 to 44% in 2021. This trend shows that the European market is considered as relevant to companies outside Europe. Especially companies from Asia, seek to protect their inventions on the European market.

In accordance with the general numbers Huawei was the leading patent applicant at the EPO in 2021 (as in 2019), wherein Samsung, and LG were in second and third place. Ericsson and Siemens both moved up a position, to fourth and fifth respectively. The top ten includes four companies from Europe, two from South Korea, two from the US, and one from each of China and Japan.

This IP Alert is for information purposes only and does not constitute legal advice.

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